Brompton Split Banc Corp. Class A Shares

Brompton Split Banc Corp is a Canadian based mutual fund corporation. The firm invests in a common share portfolio of the Canadian banks including Bank of Montreal, Royal Bank of Canada, Canadian Imperial Bank of Commerce, The Bank of Nova Scotia, National Bank of Canada, and The Toronto-Dominion Bank. Its investment objective for preferred shares holders is to provide fixed, cumulative, preferential quarterly cash distributions and to return the original issue price at maturity, and for class A shares holders are to provide monthly cash distributions and the opportunity for growth in Net Asset Value per share.